WebMay 24, 2024 · SEC fines BNY Mellon $1.5m for ESG misstatements May 24, 2024 By Funds Europe The US Securities and Exchange Commission (SEC) has fined the Bank … WebMay 24, 2024 · Without admitting or denying the SEC’s findings, BNY Mellon Investment Adviser agreed to a cease-and-desist order to pay the $1.5m penalty for violating …

UPDATE 2-BNY Mellon unit pays $1.5 mln over ESG fund …

WebMay 23, 2024 · BNY Mellon unit pays $1.5 million over ESG fund misstatements, SEC says By Katanga Johnson [1/2] A BNY Mellon sign is seen on their headquarters in New … WebEnterprise ESG Statements and Policies. BNY Mellon is committed to using our reach, market influence and resources to address pressing global environmental, social and governance (ESG) issues. CSR Statement. Human Rights Statement. Modern Slavery Statement. Environmental Sustainability Statement (PDF-120 KB) Supplier Code of … brent\u0027s smokin butts menu middletown

BNY Mellon Investment Adviser Hit With $1.5M SEC Fine for ESG ...

WebMay 23, 2024 · WASHINGTON (Reuters) -The U.S. Securities and Exchange Commission (SEC) on Monday said BNY Mellon Investment Adviser had paid $1.5 million to resolve … WebMay 23, 2024 · The Securities and Exchange Commission charged BNY Mellon Investment Adviser, Inc. for misstatements and omissions about Environmental, Social, and Governance (ESG) considerations in making investment decisions for certain mutual funds that it managed. To settle the charges, BNY Mellon Investment Adviser agreed to pay a … WebMay 23, 2024 · BNY Mellon ( NYSE: BK) Investment Adviser Inc. agreed to pay a $1.5M penalty to settle allegations that it made misstatements and omissions about … countertop thickness quartz